Targeted Returns Under FINRA's Communication Rules

, New York Law Journal

   | 0 Comments

Lanny A. Schwartz and Hilary Sunghee Seo of Davis Polk & Wardwell focus on the use of targeted returns, which appear to be treated as performance projections in some FINRA Enforcement cases.

What's being said

Comments are not moderated. To report offensive comments, click here.

Preparing comment abuse report for Article# 1202647535973

Thank you!

This article's comments will be reviewed.