William Uchimoto, a former partner at Buchanan Ingersoll & Rooney, Saul Ewing and Stevens & Lee, says he was blindsided by the securities fraud charges filed against him by the U.S. Securities and Exchange Commission.
October 15, 2015 at 06:26 PM
1 minute read
The original version of this story was published on The American Lawyer
Was William Uchimoto unfairly blindsided by the U.S. Securities and Exchange Commission?
Uchimoto certainly thinks so. The SEC sued the former big-firm partner and five other individuals in September, accusing Uchimoto of defrauding regulators when he helped obtain Nasdaq stock market listings for two Chinese companies through so-called reverse triangular mergers.
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