A Canadian securities regulator slapped ex-Davies Ward partner Mitchell Finkelstein with a nearly half-million-dollar fine for tipping off his former fraternity brother about upcoming deals.
August 25, 2015 at 04:01 PM
1 minute read
The original version of this story was published on Law.Com
A Canadian securities regulator on Monday slapped a nearly half-million-dollar fine on Mitchell Finkelstein, a former Davies Ward Phillips & Vineberg partner who was found liable for tipping off his former fraternity brother about upcoming deals.
The Ontario Securities Commission sanctioned Finkelstein CA$450,000—a little less than $338,000—plus CA$125,000 in costs.
Presented by BigVoodoo
Join the industry's top owners, investors, developers, brokers & financiers at THE MULTIFAMILY EVENT OF THE YEAR!
Law firms & in-house legal departments with a presence in the middle east celebrate outstanding achievement within the profession.
The premier educational and networking event for employee benefits brokers and agents.
Atlanta s John Marshall Law School is seeking to hire one or more full-time, visiting Legal WritingInstructors to teach Legal Research, Anal...
Lower Manhattan firm seeks a premises liability litigator (i.e., depositions, SJ motions, and/or trials) with at least 3-6 years of experien...
At NJM, a top-rated insurance company, we are seeking an Attorney on our Workers Compensation legal team with between 3 and 5 years of expe...
MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS
